Search for: "Stephen N. Dodd"
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15 Nov 2010, 10:03 am
Lamb, and Theodore N. [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments… [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments… [read post]
21 Jul 2010, 4:56 pm
NWC Executive Director Stephen M. [read post]
18 Jun 2013, 9:34 am
Sarony, 111 US 53 (1884).William Patry, “Statutory Revision“, Copyright Law and Practice, n.108 (2000).Act of August 24, 1912, Pub. [read post]
23 Dec 2022, 6:30 am
Salkin, Davis Polk & Wardwell LLP, on Sunday, December 18, 2022 Tags: Board of Directors, Dodd-Frank Act, Form N-CSR, Form N-PX, Say on pay, SEC enforcement California Appeals Court reinstates injunctions against California Board diversity laws Posted by Cydney S. [read post]
23 Dec 2022, 6:30 am
Salkin, Davis Polk & Wardwell LLP, on Sunday, December 18, 2022 Tags: Board of Directors, Dodd-Frank Act, Form N-CSR, Form N-PX, Say on pay, SEC enforcement California Appeals Court reinstates injunctions against California Board diversity laws Posted by Cydney S. [read post]
24 May 2014, 2:21 pm
Stephen Lynch (D-MA) urged FSOC to maximize transparency in its processes.Rep. [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory… [read post]
26 Feb 2021, 6:00 am
Lumsdaine, Center for Financial Stability, on Tuesday, February 23, 2021 Tags: Broker-dealers, GameStop, Hedge funds, Institutional Investors, Investor protection, Retail investors, Robinhood, Securities regulation, Short sales Board Effectiveness: A Survey of the C-Suite Posted by Maria Castañón Moats and Paul DeNicola, PricewaterhouseCoopers LLP, on Tuesday, February 23, 2021 Tags: Board composition, Board… [read post]
16 Feb 2011, 2:16 pm
ADMINISTRATIVE LAW.Raso, Connor N. and William N. [read post]
11 Aug 2021, 2:37 pm
According to leading whistleblower attorney Stephen M. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Whistleblower attorney Stephen M. [read post]
9 Dec 2013, 3:27 am
Stephens, 2009 WL 1608845 (2009). [read post]
31 May 2022, 5:57 am
The SEC may do so either by filing a case in federal district court, subject to all Federal Rules of Civil Procedure and Evidence and providing a right to jury trial, or, alternatively, by proceeding in-house where court rules of procedure and evidence, and right to a jury, do not apply, and the initial, de novo appeal is made to the Commission itself (and only then appealable to a federal Court of Appeals).[2] In the SEC’s early years, it could bring administrative proceedings only against… [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
17 Nov 2016, 9:30 pm
” Writing for The New York Times’s DealBook, Stephen J. [read post]
29 Mar 2019, 6:09 am
Gilson and Jeffrey N. [read post]
21 Feb 2011, 11:20 am
Hull and Peter Charles Hoffer.Hull, N. [read post]
12 Aug 2022, 6:51 am
Gompers (Harvard Business School), Steven N. [read post]
